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Financial Services

Financial Services

We provide legal services, including compliance and internal audit, to financial institutions across the financial market, including banks, investments firms, investment intermediaries and payment institutions.

We continuously focus on advice for international and domestic financial institutions. We have a comprehensive understanding of the complex financial regulation and we understand its interrelationship with individual legislation. Among our attorneys we have leading experts in financial regulation, who not only provide the interpretation of the regulatory requirements but have also been architects of some of the cornerstone legislation of the financial market. This is one of the reasons we offer and provide lectures for selected regulatory and state institutions on various topics of the financial law. Within our work we are in daily contact with the Czech National Bank and other institutions and we know what path the regulation is currently taking.

Our detailed knowledge of business models of providers of investments services and financial services and the knowledge of trade standards applied in the Czech Republic gives us the possibility to provide legal services that surpass the usual limits of a law firm.

Along with providing legal services on the regulation based on legislation such as MAD II, MIFID II, MIFIR, EMIR, PSD II, SRD or the directive on prospectus, we provide services such as external compliance and internal auditing.

Because we work with leading international law firms and have at our disposal a network of cooperating advisors in key European states, we are able to provide advice taking into account international overlap which enables our clients to gain ground on the international financial market.

Sector Focus

People

Jan Šovar, partner Finreg Partners

Jan Šovar

Partner

Ondřej Mikula, partner Finreg Partners

Ondřej Mikula

Partner

Related posts

Licensing at the CNB is one of FINREG PARTNERS' key areas of expertise. We are therefore delighted to have assisted MMG Corporation s.r.o. in obtaining a payment institution licence from the Czech National Bank.
workshop-1
We are pleased to announce the successful completion of our "Breakfast with FINREG" workshop where we discussed the impact of the CJEU decision C-695/22 on the Czech capital market.
Our FINREG PARTNERS office successfully represented a client in a case before the Court of Justice of the European Union (CJEU). The decision concerns the interpretation of the European MiFID II Directive (Directive 2014/65/EU). The decision has significant implications for Czech capital markets legislation, particularly with regard to...